2023年2月20日

长文档内容提取

GPT-3可以帮助我们从超出上下文窗口容量的大型文档中提取关键数字、日期或其他重要内容片段。解决这个问题的一种方法是将文档分块处理,分别处理每个块,最后合并成一个答案列表。

在本笔记本中,我们将逐步介绍这种方法:

  • 加载一个长PDF文件并提取其中的文本
  • 创建一个提示词,用于提取关键信息片段
  • 将文档分块处理,逐块提取答案
  • 最后将它们合并
  • 这种简单方法随后将扩展到三个更具挑战性的问题

方法

  • 设置: 获取一份PDF文件(关于动力单元的一级方程式财务监管文件),从中提取文本以进行实体抽取。我们将利用这些内容尝试提取隐藏在文本中的答案。
  • Simple Entity Extraction: Extract key bits of information from chunks of a document by:
    • 创建一个模板提示,包含我们的问题及其期望格式的示例
    • 创建一个函数,接收一段文本作为输入,将其与提示词结合并获取响应
    • 运行脚本对文本进行分块处理,提取答案并输出以供解析
  • 复杂实体提取: 提出一些需要更复杂推理才能解决的难题
!pip install textract
!pip install tiktoken
import textract
import os
import openai
import tiktoken

client = openai.OpenAI(api_key=os.environ.get("OPENAI_API_KEY", "<your OpenAI API key if not set as env var>"))

# Extract the raw text from each PDF using textract
text = textract.process('data/fia_f1_power_unit_financial_regulations_issue_1_-_2022-08-16.pdf', method='pdfminer').decode('utf-8')
clean_text = text.replace("  ", " ").replace("\n", "; ").replace(';',' ')
# Example prompt - 
document = '<document>'
template_prompt=f'''Extract key pieces of information from this regulation document.
If a particular piece of information is not present, output \"Not specified\".
When you extract a key piece of information, include the closest page number.
Use the following format:\n0. Who is the author\n1. What is the amount of the "Power Unit Cost Cap" in USD, GBP and EUR\n2. What is the value of External Manufacturing Costs in USD\n3. What is the Capital Expenditure Limit in USD\n\nDocument: \"\"\"<document>\"\"\"\n\n0. Who is the author: Tom Anderson (Page 1)\n1.'''
print(template_prompt)
Extract key pieces of information from this regulation document.
If a particular piece of information is not present, output "Not specified".
When you extract a key piece of information, include the closest page number.
Use the following format:
0. Who is the author
1. What is the amount of the "Power Unit Cost Cap" in USD, GBP and EUR
2. What is the value of External Manufacturing Costs in USD
3. What is the Capital Expenditure Limit in USD

Document: """<document>"""

0. Who is the author: Tom Anderson (Page 1)
1.
# Split a text into smaller chunks of size n, preferably ending at the end of a sentence
def create_chunks(text, n, tokenizer):
    tokens = tokenizer.encode(text)
    """Yield successive n-sized chunks from text."""
    i = 0
    while i < len(tokens):
        # Find the nearest end of sentence within a range of 0.5 * n and 1.5 * n tokens
        j = min(i + int(1.5 * n), len(tokens))
        while j > i + int(0.5 * n):
            # Decode the tokens and check for full stop or newline
            chunk = tokenizer.decode(tokens[i:j])
            if chunk.endswith(".") or chunk.endswith("\n"):
                break
            j -= 1
        # If no end of sentence found, use n tokens as the chunk size
        if j == i + int(0.5 * n):
            j = min(i + n, len(tokens))
        yield tokens[i:j]
        i = j

def extract_chunk(document,template_prompt):
    prompt = template_prompt.replace('<document>',document)

    messages = [
            {"role": "system", "content": "You help extract information from documents."},
            {"role": "user", "content": prompt}
            ]

    response = client.chat.completions.create(
            model='gpt-4', 
            messages=messages,
            temperature=0,
            max_tokens=1500,
            top_p=1,
            frequency_penalty=0,
            presence_penalty=0
        )
    return "1." + response.choices[0].message.content
# Initialise tokenizer
tokenizer = tiktoken.get_encoding("cl100k_base")

results = []
    
chunks = create_chunks(clean_text,1000,tokenizer)
text_chunks = [tokenizer.decode(chunk) for chunk in chunks]

for chunk in text_chunks:
    results.append(extract_chunk(chunk,template_prompt))
    #print(chunk)
    print(results[-1])
groups = [r.split('\n') for r in results]

# zip the groups together
zipped = list(zip(*groups))
zipped = [x for y in zipped for x in y if "Not specified" not in x and "__" not in x]
zipped
['1. What is the amount of the "Power Unit Cost Cap" in USD, GBP and EUR: USD 95,000,000 (Page 2); GBP 76,459,000 (Page 2); EUR 90,210,000 (Page 2)',
 '2. What is the value of External Manufacturing Costs in USD: US Dollars 20,000,000 in respect of each of the Full Year Reporting Periods ending on 31 December 2023, 31 December 2024 and 31 December 2025, adjusted for Indexation (Page 10)',
 '3. What is the Capital Expenditure Limit in USD: US Dollars 30,000,000 (Page 32)']
# Example prompt - 
template_prompt=f'''Extract key pieces of information from this regulation document.
If a particular piece of information is not present, output \"Not specified\".
When you extract a key piece of information, include the closest page number.
Use the following format:\n0. Who is the author\n1. How is a Minor Overspend Breach calculated\n2. How is a Major Overspend Breach calculated\n3. Which years do these financial regulations apply to\n\nDocument: \"\"\"<document>\"\"\"\n\n0. Who is the author: Tom Anderson (Page 1)\n1.'''
print(template_prompt)
Extract key pieces of information from this regulation document.
If a particular piece of information is not present, output "Not specified".
When you extract a key piece of information, include the closest page number.
Use the following format:
0. Who is the author
1. How is a Minor Overspend Breach calculated
2. How is a Major Overspend Breach calculated
3. Which years do these financial regulations apply to

Document: """<document>"""

0. Who is the author: Tom Anderson (Page 1)
1.
results = []

for chunk in text_chunks:
    results.append(extract_chunk(chunk,template_prompt))
    
groups = [r.split('\n') for r in results]

# zip the groups together
zipped = list(zip(*groups))
zipped = [x for y in zipped for x in y if "Not specified" not in x and "__" not in x]
zipped
['1. How is a Minor Overspend Breach calculated: A Minor Overspend Breach arises when a Power Unit Manufacturer submits its Full Year Reporting Documentation and Relevant Costs reported therein exceed the Power Unit Cost Cap by less than 5% (Page 24)',
 '2. How is a Major Overspend Breach calculated: A Material Overspend Breach arises when a Power Unit Manufacturer submits its Full Year Reporting Documentation and Relevant Costs reported therein exceed the Power Unit Cost Cap by 5% or more (Page 25)',
 '3. Which years do these financial regulations apply to: 2026 onwards (Page 1)',
 '3. Which years do these financial regulations apply to: 2023, 2024, 2025, 2026 and subsequent Full Year Reporting Periods (Page 2)',
 '3. Which years do these financial regulations apply to: 2022-2025 (Page 6)',
 '3. Which years do these financial regulations apply to: 2023, 2024, 2025, 2026 and subsequent Full Year Reporting Periods (Page 10)',
 '3. Which years do these financial regulations apply to: 2022 (Page 14)',
 '3. Which years do these financial regulations apply to: 2022 (Page 16)',
 '3. Which years do these financial regulations apply to: 2022 (Page 19)',
 '3. Which years do these financial regulations apply to: 2022 (Page 21)',
 '3. Which years do these financial regulations apply to: 2026 onwards (Page 26)',
 '3. Which years do these financial regulations apply to: 2026 (Page 2)',
 '3. Which years do these financial regulations apply to: 2022 (Page 30)',
 '3. Which years do these financial regulations apply to: 2022 (Page 32)',
 '3. Which years do these financial regulations apply to: 2023, 2024 and 2025 (Page 1)',
 '3. Which years do these financial regulations apply to: 2022 (Page 37)',
 '3. Which years do these financial regulations apply to: 2026 onwards (Page 40)',
 '3. Which years do these financial regulations apply to: 2022 (Page 1)',
 '3. Which years do these financial regulations apply to: 2026 to 2030 seasons (Page 46)',
 '3. Which years do these financial regulations apply to: 2022 (Page 47)',
 '3. Which years do these financial regulations apply to: 2022 (Page 1)',
 '3. Which years do these financial regulations apply to: 2022 (Page 1)',
 '3. Which years do these financial regulations apply to: 2022 (Page 56)',
 '3. Which years do these financial regulations apply to: 2022 (Page 1)',
 '3. Which years do these financial regulations apply to: 2022 (Page 16)',
 '3. Which years do these financial regulations apply to: 2022 (Page 16)']

整合

我们已经安全地提取了前两个答案,而第三个答案被每页出现的日期所混淆,不过正确的答案也在其中。

要进一步调整,您可以考虑尝试以下方法:

  • 更详细或具体的提示
  • 如果您有足够的训练数据,微调模型可以很好地找到一组输出
  • 数据分块的方式 - 我们选择了1000个token且无重叠的分块方式,但更智能的分块方法(如按信息段落划分、按token切割等)可能会获得更好的结果

然而,经过简单的调整,我们现在已经利用长文档内容成功回答了6个难度各异的问题,并拥有了一套可复用的方法,可应用于任何需要实体提取的长文档。期待看到您能用这个工具实现什么成果!